✅ Compliance Health Check
Stay Ahead of Risk. Stay Compliant.
At Compliance World, our Compliance Health Check is a comprehensive diagnostic review of your organisation’s regulatory and operational posture. Whether you’re a startup, SME, or regulated enterprise, we help you identify gaps, strengthen controls, and protect your business from legal and reputational risk.
🧠 What Is a Health Check?
A Compliance Health Check is a structured evaluation of your organisation’s:
Regulatory compliance framework
Internal policies and procedures
AML/CFT controls and risk assessments
Employee training and reporting systems
Data protection and cybersecurity measures
Governance and reporting practices
We assess whether your business is aligned with current laws, regulations, and best practices in your industry and jurisdiction.
🧩 Who Needs It?
🧩 Who Needs It?
Money Service Businesses (MSBs)
Payment Institutions and EMIs
Startups and SMEs entering regulated markets
Crypto firms, FinTechs, and Web3 projects
Investment companies and family offices
Real estate firms, law firms, consultants, and corporate service providers
Whether you are preparing for an audit, expanding internationally, or simply want peace of mind—our Health Check is your first step to risk-free growth.
🔍 What We Cover
Our team of regulatory experts will assess:
✅ AML/CFT Controls
Customer Due Diligence (CDD/KYC)
Risk assessments
Screening and monitoring tools
STR/SAR filing processes
✅ Regulatory Licenses & Filings
Registration & licensing compliance
Mandatory reporting obligations
Governance structures and director duties
✅ Data & Cybersecurity Compliance
GDPR and local data protection laws
Security policies and incident response readiness
✅ Internal Policies & Training
Written policies and procedures
Training records and compliance culture
Whistleblowing, ethics, and governance
✅ Business Continuity & Risk Management
Business continuity plans (BCP)
Disaster recovery and risk mitigation systems
🛠️ What You Get
After our review, you’ll receive:
A compliance gap report (customised to your business)
A risk rating and action plan
Practical steps to achieve full compliance
Optional add-on: implementation support by Compliance World
🌍 Global Standards, Local Insight
Our Health Check assessments follow FATF guidelines, ISO standards, and local regulatory requirements in all regions we serve—including the UK, UAE, Singapore, Bahrain, Oman, South Africa, and Pakistan.
📈 Benefits to Your Business
✅ Avoid regulatory penalties
✅ Build trust with regulators and partners
✅ Enhance operational efficiency
✅ Improve your brand’s reputation
✅ Prepare for audits and inspections with confidence
